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Job Title: Compliance Officer job based in south Wales

Salary: Competitive

Employer: Moorhouse Group Ltd

Location: Caerphilly

Job Category: Compliance

Contract Type: Full-time

Job Description

This is an exciting opportunity for someone to develop their existing compliance knowledge and progress to a more senior position within the company.

Reporting to Head of Compliance this role will include:-

Key responsibilities

• Assist Head of Compliance with department responsibilities as necessary and the compliance monitoring programme.

• Prepare internal reports and assessments on Group compliance

• Write and update policies, procedures and guides for staff, including management

• Assist in the execution of ad hoc compliance projects as required

• Assist with complaints handling.

• Ensure compliance logs are kept up to date

• Attend monthly compliance, risk and regulation meeting

• Carry out internal audit and report all issues that arise from the reviews / audit work to Head of Compliance

• Assist the Quality Monitoring Team with compliance decisions and independently facilitate any appeals

• Help to monitor and as necessary, coordinate compliance activities of other departments to remain abreast of the status of all compliance activities and identify trends.

• The above list of job duties is not exclusive or exhaustive and the post holder will be required to undertake such tasks as may reasonably be expected.


• Good verbal and written communication skills

• A positive attitude and proactive

• Excellent attention to detail

• Experience and Knowledge of FCA, ICOBS, SYSC

• General Insurance knowledge is preferred

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