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Job Title: Compliance Officer

Salary: £26,000 - £28,000

Employer: We Plan Group

Location: Cwmbran

Job Category: Compliance

Contract Type: Full-time, 35 Hours (in-house)

Job Description

As Compliance Officer you will support the Head of Compliance to oversee day to day compliance and risk management. You will assist in the design and implementation of the compliance framework and drive standards of ‘Treating Customers Fairly’ across the business to effectively support the Compliance Department in delivering its objectives.

The candidate should be focused, meticulous and able to advise on a range of regulatory requirements. If you have a background in compliance and are looking for a new challenge then we want to hear from you!

Duties and Responsibilities:

– Sign off scripts, marketing and advertising copy and lead acquisition processes

– Strengthen the Data Protection function and support the DPO in risk management

– Review and sign off Final Decision Letters to complainants

– Assist with internal audits and report on findings

– Provide statistical reports to the Head of Compliance on complaint data

– Undertake due diligence on suppliers and third party service providers

– Liaise with external regulators and stakeholders

Essential:

Working knowledge of all relevant regulations including FCA rules, CMR conduct rules, GDPR, DPA & PECR, ASA – CAP Code, DMA Code, Consumer Contracts Regulations

– Excellent communication skills, both oral and written
– Industry knowledge
– Computer literate
– Attention to detail
– Judgement and decision-making

Desirable:

– Educated to degree level & Previously worked as a Compliance Officer, Regulatory Enforcement Officer or similar

To apply please send your up to date CV to james@WCCF.uk

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